Karen Alexander - 10 Feb 2023 Form 4/A - Amendment Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Issuer symbol
BKKT
Transactions as of
10 Feb 2023
Net transactions value
-$8,331
Form type
4/A - Amendment
Filing time
14 Feb 2023, 18:49:37 UTC
Date Of Original Report
14 Feb 2023
Previous filing
03 Jan 2023
Next filing
28 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Tax liability $8,331 -5,080 -2.5% $1.64 194,888 10 Feb 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.
F2 Includes 174,554 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.