Karen Alexander - 12 Sep 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Issuer symbol
BKKT
Transactions as of
12 Sep 2022
Net transactions value
$0
Form type
4
Filing time
12 Sep 2022, 17:59:12 UTC
Previous filing
17 Feb 2022
Next filing
03 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +100,000 +90% $0.000000 211,455 12 Sep 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments of the first three anniversaries of the grant date, provided that the Reporting Person's continued employment with the Issuer as of each vest date.
F2 Includes 211,455 shares of Class A Common Stock subject to RSUs that remain subject to vesting.