Karen Alexander - Sep 12, 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Role
Chief Financial Officer
Signature
/s/ Marc D'Annunzio Attorney-in-Fact for Karen Alexander
Stock symbol
BKKT
Transactions as of
Sep 12, 2022
Transactions value $
$0
Form type
4
Date filed
9/12/2022, 05:59 PM
Previous filing
Feb 17, 2022
Next filing
Jan 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKKT Class A Common Stock Award $0 +100K +89.72% $0.00 211K Sep 12, 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments of the first three anniversaries of the grant date, provided that the Reporting Person's continued employment with the Issuer as of each vest date.
F2 Includes 211,455 shares of Class A Common Stock subject to RSUs that remain subject to vesting.