Marcus Edward Pennington - 30 Jun 2021 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Marcus Pennington
Issuer symbol
SWKH
Transactions as of
30 Jun 2021
Net transactions value
$0
Form type
4
Filing time
30 Jun 2021, 18:48:05 UTC
Previous filing
25 May 2021
Next filing
01 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award +431 +73% 1,020 30 Jun 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 121 share to the Reporting Person as compensation for his services as a director. Also includes 310 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.55 closing price of the common stock on June 30, 2021.