Marcus Pennington - Jun 30, 2021 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Marcus Pennington
Stock symbol
SWKH
Transactions as of
Jun 30, 2021
Transactions value $
$0
Form type
4
Date filed
6/30/2021, 06:48 PM
Previous filing
May 25, 2021
Next filing
Oct 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award +431 +73.17% 1.02K Jun 30, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 121 share to the Reporting Person as compensation for his services as a director. Also includes 310 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $17.55 closing price of the common stock on June 30, 2021.