Marcus Edward Pennington - 30 Sep 2021 Form 4 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Marcus Pennington
Issuer symbol
SWKH
Transactions as of
30 Sep 2021
Net transactions value
$0
Form type
4
Filing time
01 Oct 2021, 18:11:34 UTC
Previous filing
30 Jun 2021
Next filing
03 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWKH Common Stock Award +869 +85% 1,889 30 Sep 2021 Direct F1
transaction SWKH Common Stock Award +1,363 +72% 3,252 01 Oct 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 250 share to the Reporting Person as compensation for his services as a director. Also includes 619 shares issued in connection with the Reporting Person's voluntary decision to receive shares in lieu of cash compensation for his services as a director, based on the $18.17 closing price of the common stock on September 30, 2021.
F2 Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $18.35 closing price of the common stock on October 1, 2021. The restricted shares vest on October 1,2022.