Marcus Pennington - May 17, 2021 Form 3 Insider Report for SWK Holdings Corp (SWKH)

Role
Director
Signature
/s/ Marcus E Pennington
Stock symbol
SWKH
Transactions as of
May 17, 2021
Transactions value $
$0
Form type
3
Date filed
5/25/2021, 03:30 PM
Next filing
Jun 30, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SWKH Common Stock 589 May 17, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted shares granted to the Reporting Person as compensation for his services as a director, based on the $15.93 closing price of the common stock on May 17, 2021. The restricted shares vest on October 1, 2021.