David Manuel Neylan - Sep 7, 2023 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role: PRESIDENT AND CHIEF OPERATING OFFICER
Signature: /s/ Bella Guerrero, Attorney-in-Fact
Stock symbol: GHLD
Transactions as of: Sep 7, 2023
Transactions value $: $83,306
Form type: 4
Date filed: 9/11/2023, 04:04 PM
Previous filing: Jul 5, 2023
Next filing: Oct 24, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHLD	Class A Common Stock, par value $0.01 per share	Award	$83.3K	+7.41K	+2.12%	$11.25	356K	Sep 7, 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.
F2	Includes (i) 65,202 RSUs vesting as to 21,725 units on October 21, 2023 and as to 43,477 units on October 21, 2024; (ii) 95,010 RSUs vesting as to 37,911 units on April 15, 2024, 37,916 units on April 15, 2025 and as to 19,183 on April 15, 2026 and (iii) 13,792 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Content

Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.

Includes (i) 65,202 RSUs vesting as to 21,725 units on October 21, 2023 and as to 43,477 units on October 21, 2024; (ii) 95,010 RSUs vesting as to 37,911 units on April 15, 2024, 37,916 units on April 15, 2025 and as to 19,183 on April 15, 2026 and (iii) 13,792 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Remarks:

PRESIDENT AND CHIEF OPERATING OFFICER