David Manuel Neylan - 07 Sep 2023 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
PRESIDENT AND CHIEF OPERATING OFFICER
Signature
/s/ Bella Guerrero, Attorney-in-Fact
Issuer symbol
GHLD
Transactions as of
07 Sep 2023
Net transactions value
+$83,306
Form type
4
Filing time
11 Sep 2023, 16:04:56 UTC
Previous filing
05 Jul 2023
Next filing
24 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Award $83,306 +7,405 +2.1% $11.25 356,373 07 Sep 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an adjustment to restricted stock unit ("RSU") holdings, pursuant to Section 5 of the Company's Restricted Stock Unit Agreement, resulting from the declaration of a cash dividend by the Board of Directors on August 2, 2023, and paid on September 7, 2023.
F2 Includes (i) 65,202 RSUs vesting as to 21,725 units on October 21, 2023 and as to 43,477 units on October 21, 2024; (ii) 95,010 RSUs vesting as to 37,911 units on April 15, 2024, 37,916 units on April 15, 2025 and as to 19,183 on April 15, 2026 and (iii) 13,792 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Remarks:

PRESIDENT AND CHIEF OPERATING OFFICER