David Manuel Neylan - 22 Oct 2023 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
President and Chief Operating Officer
Signature
/s/ Bella Guerrero, Attorney-in-Fact
Issuer symbol
GHLD
Transactions as of
22 Oct 2023
Net transactions value
-$84,254
Form type
4
Filing time
24 Oct 2023, 19:00:16 UTC
Previous filing
11 Sep 2023
Next filing
17 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Tax liability $84,254 -7,516 -2.1% $11.21 348,857 22 Oct 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs") (including related dividend equivalent units), which vested on October 22, 2023.
F2 Includes (i) 43,469 RSUs vesting on October 21, 2024; (ii) 95,011 RSUs vesting as to 37,911 units on April 15, 2024, 37,916 units on April 15, 2025 and as to 19,184 units on April 15, 2026 and (iii) 13,790 RSUs vesting in substantially equal installments on July 1, 2024, July 1, 2025 and July 1, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Remarks:

President and Chief Operating Officer