David Manuel Neylan - Jul 1, 2023 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role: President and Chief Operating Officer
Signature: /s/ Bella Guerrero, Attorney-in-Fact
Stock symbol: GHLD
Transactions as of: Jul 1, 2023
Transactions value $: $150,009
Form type: 4
Date filed: 7/5/2023, 04:13 PM
Previous filing: Apr 18, 2023
Next filing: Sep 11, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHLD	Class A Common Stock, par value $0.01 per share	Award	$150K	+13.2K	+3.93%	$11.36	349K	Jul 1, 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of 13,205 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date of July 1, 2023, generally subject to the Reporting Person's continued employment through the applicable vesting date.
F2	Includes (i) 62,428 RSUs vesting as to 20,809 units on October 21, 2023 and as to 41,619 units on October 21, 2024; (ii) 35,921 RSUs vesting in substantially equal installments on April 15, 2024 and April 15, 2025 and (iii) 55,046 RSUs vesting in substantially equal installments on April 15, 2024, April 15, 2025 and April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Content

Grant of 13,205 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date of July 1, 2023, generally subject to the Reporting Person's continued employment through the applicable vesting date.

Includes (i) 62,428 RSUs vesting as to 20,809 units on October 21, 2023 and as to 41,619 units on October 21, 2024; (ii) 35,921 RSUs vesting in substantially equal installments on April 15, 2024 and April 15, 2025 and (iii) 55,046 RSUs vesting in substantially equal installments on April 15, 2024, April 15, 2025 and April 15, 2026. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Remarks:

President and Chief Operating Officer