David Manuel Neylan - Apr 15, 2023 Form 4 Insider Report for Guild Holdings Co (GHLD)

Signature
/s/ Bella Guerrero, Attorney-in-Fact
Stock symbol
GHLD
Transactions as of
Apr 15, 2023
Transactions value $
-$67,700
Form type
4
Date filed
4/18/2023, 05:01 PM
Previous filing
Oct 24, 2022
Next filing
Jul 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Award $0 +55K +19.18% $0.00 342K Apr 15, 2023 Direct F1, F2
transaction GHLD Class A Common Stock, par value $0.01 per share Tax liability -$67.7K -6.21K -1.82% $10.90 336K Apr 15, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of 55,046 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date of April 15, 2023, generally subject to the Reporting Person's continued employment through the applicable vesting date.
F2 Includes (i) 62,428 RSUs vesting as to 20,809 units on October 21, 2023 and as to 41,619 units on October 21, 2024, and (ii) 35,921 RSUs vesting in substantially equal installments on April 15, 2024 and April 15, 2025. The vesting of the RSUs is generally subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F3 Represents shares of the Issuer's Class A common stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of RSUs (including related dividend equivalent units), which vested on April 15, 2023.

Remarks:

EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER Exhibit 24.1