David Manuel Neylan - 21 Oct 2022 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER
Signature
/s/ Lisa I. Klika, Attorney-in-Fact
Issuer symbol
GHLD
Transactions as of
21 Oct 2022
Net transactions value
-$66,572
Form type
4
Filing time
24 Oct 2022, 20:11:42 UTC
Previous filing
18 Apr 2022
Next filing
18 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Tax liability $66,572 -7,197 -2.4% $9.25 286,928 21 Oct 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units (including related dividend equivalent units), which vested on October 21, 2022.
F2 Includes (i) 62,428 RSUs vesting as to 20,810 units on October 21, 2023 and as to 41,618 units on October 21, 2024, and (ii) 53,880 RSUs vesting in substantially equal 1/3 installments beginning on April 15, 2023. The vesting of the RSUs is generally subject to the award recipient's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Remarks:

EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER