David Manuel Neylan - 15 Apr 2022 Form 4 Insider Report for Guild Holdings Co (GHLD)

Role
EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER
Signature
/s/ Lisa I. Klika, Attorney-in-Fact
Issuer symbol
GHLD
Transactions as of
15 Apr 2022
Net transactions value
$0
Form type
4
Filing time
18 Apr 2022, 20:06:33 UTC
Previous filing
09 Dec 2021
Next filing
24 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHLD Class A Common Stock, par value $0.01 per share Award $0 +53,880 +22% $0.000000 294,125 15 Apr 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of 53,880 restricted stock units ("RSUs") each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest equally in 1/3 increments on the first, second and third anniversaries of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.
F2 Includes 83,238 RSUs each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs vest as to 25% of the units on each of the second and third anniversaries of the grant date of October 21, 2020 and as to 50% of the units on the fourth anniversary of the grant date, generally subject to the award recipient's continued employment through the applicable vesting date.

Remarks:

EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER