Maggie Yuen - 15 Nov 2025 Form 4 Insider Report for Penumbra Inc (PEN)

Role
Chief Financial Officer
Signature
/s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen
Issuer symbol
PEN
Transactions as of
15 Nov 2025
Net transactions value
-$193,528
Form type
4
Filing time
18 Nov 2025, 20:03:38 UTC
Previous filing
15 Aug 2025
Next filing
25 Nov 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Yuen Maggie Chief Financial Officer ONE PENUMBRA PLACE, ALAMEDA /s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen 18 Nov 2025 0001796057

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PEN Common Stock Tax liability $101,945 -364 -2.7% $280.07 13,303 15 Nov 2025 Direct F1, F2
transaction PEN Common Stock Tax liability $91,583 -327 -2.5% $280.07 12,976 15 Nov 2025 Direct F1, F2
transaction PEN Common Stock Award $0 +3,580 +28% $0.000000 16,556 17 Nov 2025 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units (RSUs) granted to the Reporting Person.
F2 A portion of these shares is subject to vesting.
F3 On November 17, 2025, the Reporting Person was granted 3,580 RSUs under the Issuer's Amended and Restated 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on November 15, 2026, subject to continued service by the Reporting Person on the applicable vesting date.