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Signature
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/s/ Stephen Dobson, as attorney-in-fact for Maggie Yuen
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Issuer symbol
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PEN
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Transactions as of
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13 Aug 2025
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Transactions value $
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-$385,391
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Form type
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4
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Filing time
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15 Aug 2025, 19:49:54 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Yuen Maggie |
Chief Financial Officer |
ONE PENUMBRA PLACE, ALAMEDA |
/s/ Stephen Dobson, as attorney-in-fact for Maggie Yuen |
15 Aug 2025 |
0001796057 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
PEN |
Common Stock |
Sale |
-$500K |
-2K |
-13.38% |
$250.00 |
12.9K |
13 Aug 2025 |
Direct |
F1, F2, F3 |
| transaction |
PEN |
Common Stock |
Options Exercise |
$115K |
+724 |
+5.59% |
$158.30 |
13.7K |
15 Aug 2025 |
Direct |
F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
PEN |
Stock Option (right to buy) |
Options Exercise |
$0 |
-724 |
-11.87% |
$0.00 |
5.38K |
15 Aug 2025 |
Common Stock |
724 |
$158.30 |
Direct |
F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: