Jonathan Holtaway - Mar 14, 2024 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role
Director
Signature
/s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Stock symbol
HWBK
Transactions as of
Mar 14, 2024
Transactions value $
$105,160
Form type
4
Date filed
3/14/2024, 05:46 PM
Previous filing
Mar 8, 2024
Next filing
May 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HWBK Common Stock Purchase $105K +5.5K +55% $19.12 15.5K Mar 14, 2024 By IRA
holding HWBK Common Stock 408K Mar 14, 2024 By Ategra Community Financial Institution Fund, LP F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.