Jonathan Holtaway - Mar 7, 2024 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role: Director
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Stock symbol: HWBK
Transactions as of: Mar 7, 2024
Transactions value $: $199,935
Form type: 4
Date filed: 3/8/2024, 04:52 PM
Previous filing: Feb 14, 2024
Next filing: Mar 14, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HWBK	Common Stock	Purchase	$142K	+7.1K		$19.95	7.1K	Mar 7, 2024	By IRA
transaction	HWBK	Common Stock	Purchase	$58.3K	+2.9K	+40.85%	$20.10	10K	Mar 8, 2024	By IRA
holding	HWBK	Common Stock						408K	Mar 7, 2024	By Ategra Community Financial Institution Fund, LP	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Content

The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.