Jonathan Holtaway - Apr 29, 2024 Form 4 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role: Director
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Stock symbol: HWBK
Transactions as of: Apr 29, 2024
Transactions value $: $208,725
Form type: 4
Date filed: 5/1/2024, 11:26 AM
Previous filing: Mar 14, 2024
Next filing: May 14, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HWBK	Common Stock	Purchase	$106K	+5.5K	+35.48%	$19.19	21K	Apr 29, 2024	By IRA
transaction	HWBK	Common Stock	Purchase	$103K	+5.5K	+26.19%	$18.76	26.5K	Apr 30, 2024	By IRA
holding	HWBK	Common Stock						408K	Apr 29, 2024	By Ategra Community Financial Institution Fund, LP	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Content

The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.