Jonathan Holtaway - Dec 31, 2023 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role: Director
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Stock symbol: HWBK
Transactions as of: Dec 31, 2023
Transactions value $: $0
Form type: 5
Date filed: 2/14/2024, 11:04 AM
Previous filing: Feb 14, 2023
Next filing: Mar 8, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HWBK	Common Stock						408K	Dec 31, 2023	By Ategra Community Financial Institution Fund, LP	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes shares acquired since last report from the July 1, 2023 4% stock dividend.
F2	The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Content

Includes shares acquired since last report from the July 1, 2023 4% stock dividend.

The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.