Jonathan Holtaway - 31 Dec 2023 Form 5 Insider Report for HAWTHORN BANCSHARES, INC. (HWBK)

Role: Director
Signature: /s/ Arla R. Surls, Attorney-in-Fact, for Jonathan D. Holtaway
Issuer symbol: HWBK
Transactions as of: 31 Dec 2023
Net transactions value: $0
Form type: 5
Filing time: 14 Feb 2024, 11:04:35 UTC
Previous filing: 14 Feb 2023
Next filing: 08 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HWBK	Common Stock						407,513	31 Dec 2023	By Ategra Community Financial Institution Fund, LP	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes shares acquired since last report from the July 1, 2023 4% stock dividend.
F2	The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

Content

Includes shares acquired since last report from the July 1, 2023 4% stock dividend.

The reporting person serves as an owner and managing member of the general partner of Ategra Community Financial Institution Fund, LP (the "Fund"), as an owner, president and managing member of the registered investment advisor founded by the reporting person to manage the Fund, and as co-portfolio manager of the Fund. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.