Adam Daley - 07 Jun 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
07 Jun 2024
Net transactions value
$0
Form type
4
Filing time
10 Jun 2024, 16:13:24 UTC
Previous filing
30 May 2024
Next filing
02 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +23,489 +22% $0.000000 130,760 07 Jun 2024 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 96,251 07 Jun 2024 By Daley Investment Trust F1
holding STEM Common Stock, Par Value $0.0001 Per Share 92,776 07 Jun 2024 By Daley Revocable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -23,489 -18% $0.000000 110,236 07 Jun 2024 Common Stock, Par Value $0.0001 Per Share 23,489 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Daley Investment Trust, of which the reporting person is a trustee.
F2 Held by Daley Revocable Trust, of which the reporting person is a trustee.
F3 On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.