Adam Daley - 29 May 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Saul R. Laureles, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
29 May 2025
Net transactions value
$0
Form type
4
Filing time
02 Jun 2025, 17:18:06 UTC
Previous filing
10 Jun 2024
Next filing
06 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Daley Adam Director FOUR EMBARCADERO CENTER, SUITE 710, SAN FRANCISCO /s/ Saul R. Laureles, Attorney-in-Fact 02 Jun 2025 0001821227

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +110,236 +84% $0.000000 240,996 29 May 2025 Direct
holding STEM Common Stock, Par Value $0.0001 Per Share 96,251 29 May 2025 By Daley Investment Trust F1
holding STEM Common Stock, Par Value $0.0001 Per Share 92,776 29 May 2025 By Daley Revocable Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -110,236 -100% $0.000000 0 29 May 2025 Common Stock, Par Value 0.0001 Per Share 110,236 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by Daley Investment Trust, of which the Reporting Person is a trustee.
F2 Held by Daley Revocable Trust, of which the Reporting Person is a trustee.
F3 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F4 On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.