Matthew Tappin - May 28, 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
President, Asset Management
Signature
/s/ Chen Zhang, attorney-in-fact
Stock symbol
STEM
Transactions as of
May 28, 2024
Transactions value $
$0
Form type
4
Date filed
5/28/2024, 07:25 PM
Previous filing
May 28, 2024
Next filing
Nov 1, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +87.5K +110.85% $0.00 166K May 28, 2024 Common Stock, Par Value $0.0001 Per Share 87.5K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025.