Matthew Tappin - May 24, 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
President, Asset Management
Signature
/s/ Chen Zhang, attorney-in-fact
Stock symbol
STEM
Transactions as of
May 24, 2024
Transactions value $
$0
Form type
4
Date filed
5/28/2024, 04:49 PM
Previous filing
Mar 20, 2024
Next filing
May 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +2.78K +18.2% $0.00 18K May 24, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -2.78K -3.4% $0.00 78.9K May 24, 2024 Common Stock, Par Value $0.0001 Per Share 2.78K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 2, 2021, the reporting person was granted 11,099 RSUs vesting in four equal annual installments beginning on May 24, 2022.