Matthew Tappin - 24 May 2024 Form 4 Insider Report for STEM, INC. (STEM)

Role
President, Asset Management
Signature
/s/ Chen Zhang, attorney-in-fact
Issuer symbol
STEM
Transactions as of
24 May 2024
Net transactions value
$0
Form type
4
Filing time
28 May 2024, 16:49:07 UTC
Previous filing
20 Mar 2024
Next filing
28 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +2,775 +18% $0.000000 18,023 24 May 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -2,775 -3.4% $0.000000 78,939 24 May 2024 Common Stock, Par Value $0.0001 Per Share 2,775 $0.000000 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 2, 2021, the reporting person was granted 11,099 RSUs vesting in four equal annual installments beginning on May 24, 2022.