Larsh Johnson - 08 Mar 2024 Form 4 Insider Report for STEM, INC. (STEM)

Reporting relationship: Chief Technology Officer
Issuer ticker: STEM
Reported as of: 08 Mar 2024
Net transaction value: -$78,577
SEC form: 4
Accepted by SEC: 12 Mar 2024, 16:15:47 UTC
Prior SEC filing: 05 Mar 2024
Next SEC filing: 14 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ Chen Zhang, attorney-in-fact

Key filing fact

Larsh Johnson filed Form 4 for STEM, INC. (STEM) on 12 Mar 2024.

Key facts

This page summarizes Larsh Johnson's Form 4 filing for STEM, INC. (STEM).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 12 Mar 2024, 16:15.

Change

Previous filing in this sequence was filed on 05 Mar 2024.
Current net transaction value: -$78,577.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STEM transaction

Common Stock, Par Value $0.0001 Per Share

Sale

Transaction value: $78,577
Shares: -35,880
Change %: -23%
Price: $2.19
Shares after: 120,167
Date: 08 Mar 2024
Ownership: Direct
Footnotes: F1

STEM holding

Common Stock, Par Value $0.0001 Per Share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 107,456
Date: 08 Mar 2024
Ownership: By Trust

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 1 footnote

Footnote F1

Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.