Liaw Yih-Shyan Wally - Feb 10, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director
Signature
/s/ Liaw Yih-Shyan Wally
Stock symbol
SMCI
Transactions as of
Feb 10, 2024
Transactions value $
-$238,373
Form type
4
Date filed
2/13/2024, 04:42 PM
Previous filing
Dec 14, 2023
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +438 +11.01% 4.42K Feb 10, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$123K -166 -3.76% $740.29 4.25K Feb 10, 2024 Direct
transaction SMCI Common Stock Options Exercise +437 +10.28% 4.69K Feb 10, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$115K -156 -3.33% $740.29 4.53K Feb 10, 2024 Direct
holding SMCI Common Stock 1.52M Feb 10, 2024 By Liaw Family Trust F2
holding SMCI Common Stock 19.4K Feb 10, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -438 -9.1% $0.00 4.38K Feb 10, 2024 Common Stock 438 Direct F1, F3
transaction SMCI Restricted Stock Units Options Exercise $0 -437 -8.32% $0.00 4.81K Feb 10, 2024 Common Stock 437 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.