Liaw Yih-Shyan Wally - 10 Feb 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director
Signature
/s/ Liaw Yih-Shyan Wally
Issuer symbol
SMCI
Transactions as of
10 Feb 2024
Net transactions value
-$238,373
Form type
4
Filing time
13 Feb 2024, 16:42:09 UTC
Previous filing
14 Dec 2023
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +438 +11% 4,417 10 Feb 2024 Direct F1
transaction SMCI Common Stock Tax liability $122,888 -166 -3.8% $740.29 4,251 10 Feb 2024 Direct
transaction SMCI Common Stock Options Exercise +437 +10% 4,688 10 Feb 2024 Direct F1
transaction SMCI Common Stock Tax liability $115,485 -156 -3.3% $740.29 4,532 10 Feb 2024 Direct
holding SMCI Common Stock 1,516,805 10 Feb 2024 By Liaw Family Trust F2
holding SMCI Common Stock 19,377 10 Feb 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -438 -9.1% $0.000000 4,375 10 Feb 2024 Common Stock 438 Direct F1, F3
transaction SMCI Restricted Stock Units Options Exercise $0 -437 -8.3% $0.000000 4,813 10 Feb 2024 Common Stock 437 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.