Liaw Yih-Shyan Wally - Dec 6, 2023 Form 3 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director
Signature
/s/ Liaw Yih-Shyan Wally
Stock symbol
SMCI
Transactions as of
Dec 6, 2023
Transactions value $
$0
Form type
3
Date filed
12/14/2023, 04:41 PM
Next filing
Feb 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SMCI Common Stock 3.98K Dec 6, 2023 Direct
holding SMCI Common Stock 19.4K Dec 6, 2023 By Spouse
holding SMCI Common Stock 1.52M Dec 6, 2023 By Liaw Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMCI Employee Stock Option (right to buy) Dec 6, 2023 Common Stock 15K $56.16 Direct F2
holding SMCI Restricted Stock Units Dec 6, 2023 Common Stock 4.81K Direct F3, F4
holding SMCI Employee Stock Option (right to buy) Dec 6, 2023 Common Stock 15K $67.04 Direct F5
holding SMCI Restricted Stock Units Dec 6, 2023 Common Stock 5.25K Direct F4, F6
holding SMCI Restricted Stock Units Dec 6, 2023 Common Stock 500 Direct F4, F7
holding SMCI Restricted Stock Units Dec 6, 2023 Common Stock 319 Direct F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are held in a trust for the benefit of the Reporting Person's children. The Reporting Person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F2 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on August 2, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on August 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F4 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F5 Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on October 25, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
F6 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
F7 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.
F8 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in four equal annual increments on July 1 of each year, beginning on July 1, 2024. Vested units are settled in shares of SMCI common stock.