Liaw Yih-Shyan Wally - Feb 15, 2024 Form 4 Insider Report for Super Micro Computer, Inc. (SMCI)

Role
Director
Signature
/s/ Liaw Yih-Shyan Wally
Stock symbol
SMCI
Transactions as of
Feb 15, 2024
Transactions value $
-$209,836
Form type
4
Date filed
2/20/2024, 04:47 PM
Previous filing
Feb 13, 2024
Next filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMCI Common Stock Options Exercise +500 +11.03% 5.03K Feb 15, 2024 Direct F1
transaction SMCI Common Stock Tax liability -$210K -209 -4.15% $1,004.00 4.82K Feb 15, 2024 Direct
holding SMCI Common Stock 1.52M Feb 15, 2024 By Liaw Family Trust F2
holding SMCI Common Stock 19.4K Feb 15, 2024 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMCI Restricted Stock Units Options Exercise $0 -500 -100% $0.00* 0 Feb 15, 2024 Common Stock 500 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
F2 These shares are held in a trust for the benefit of the Reporting Person's children. The reporting person and his spouse, Shiow-Meei S. Liaw, are the trustees of the trust.
F3 Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest in two equal tranches on August 15, 2023 and February 15, 2024. Vested units are settled in shares of SMCI common stock.