Richard J. Hart - Feb 14, 2023 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
Chief Legal Officer
Signature
/s/ Richard J. Hart
Stock symbol
BSIG
Transactions as of
Feb 14, 2023
Transactions value $
-$96,415
Form type
4
Date filed
2/16/2023, 05:20 PM
Previous filing
Feb 16, 2022
Next filing
Feb 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +5.02K +9.5% $0.00 57.8K Feb 14, 2023 Direct
transaction BSIG Common Stock Tax liability -$38.1K -1.47K -2.55% $25.87 56.4K Feb 14, 2023 Direct
transaction BSIG Common Stock Options Exercise $0 +7.5K +13.3% $0.00 63.9K Feb 15, 2023 Direct
transaction BSIG Common Stock Tax liability -$58.3K -2.2K -3.45% $26.48 61.7K Feb 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -5.02K -18.87% $0.00 21.6K Feb 14, 2023 Common Stock 5.02K $0.00 Direct F1, F2
transaction BSIG Restricted Stock Units Options Exercise $0 -7.5K -34.76% $0.00 14.1K Feb 15, 2023 Common Stock 7.5K $0.00 Direct F1, F3
transaction BSIG Restricted Stock Units Award $0 +13K +92.02% $0.00 27K Feb 15, 2023 Common Stock 13K $0.00 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F2 On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023.
F3 On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025.
F4 On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026.