Richard J. Hart - Feb 15, 2024 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
Chief Legal Officer
Signature
/s/ Richard J. Hart
Stock symbol
BSIG
Transactions as of
Feb 15, 2024
Transactions value $
-$76,123
Form type
4
Date filed
2/20/2024, 04:19 PM
Previous filing
Feb 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +11.8K +19.16% $0.00 73.5K Feb 15, 2024 Direct
transaction BSIG Common Stock Tax liability -$76.1K -3.47K -4.72% $21.95 70K Feb 15, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -11.8K -43.72% $0.00 15.2K Feb 15, 2024 Common Stock 11.8K $0.00 Direct F1, F2
transaction BSIG Restricted Stock Units Award $0 +15.7K +103.23% $0.00 30.9K Feb 15, 2024 Common Stock 15.7K $0.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F2 On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026.
F3 On February 15, 2024, the reporting person was granted 15,699 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027.