Richard J. Hart - Feb 14, 2022 Form 4 Insider Report for BrightSphere Investment Group Inc. (BSIG)

Role
Chief Legal Officer
Signature
/s/ Richard J. Hart
Stock symbol
BSIG
Transactions as of
Feb 14, 2022
Transactions value $
-$58,778
Form type
4
Date filed
2/16/2022, 03:17 PM
Previous filing
Dec 22, 2021
Next filing
Feb 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BSIG Common Stock Options Exercise $0 +5.02K +10.64% $0.00 52.2K Feb 14, 2022 Direct
transaction BSIG Common Stock Sale -$36.6K -1.48K -2.83% $24.84 50.7K Feb 15, 2022 Direct F1
transaction BSIG Common Stock Options Exercise $0 +3.03K +5.97% $0.00 53.7K Feb 15, 2022 Direct
transaction BSIG Common Stock Sale -$14.7K -598 -1.11% $24.65 53.1K Feb 16, 2022 Direct F1
transaction BSIG Common Stock Sale -$7.4K -300 -0.56% $24.66 52.8K Feb 16, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BSIG Restricted Stock Units Options Exercise $0 -5.02K -33.64% $0.00 9.89K Feb 14, 2022 Common Stock 5.02K $0.00 Direct F2, F3
transaction BSIG Restricted Stock Units Options Exercise $0 -3.03K -30.6% $0.00 6.87K Feb 15, 2022 Common Stock 3.03K $0.00 Direct F2, F4
transaction BSIG Restricted Stock Units Award $0 +19.7K +287.23% $0.00 26.6K Feb 15, 2022 Common Stock 19.7K $0.00 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
F2 Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
F3 On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023.
F4 On February 15, 2019 the reporting person was granted 6,309 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024.
F5 On February 15, 2022, the reporting person was granted 17,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025.