Serena Jones - May 17, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Serena Jones
Stock symbol
GSHD
Transactions as of
May 17, 2023
Transactions value $
-$1,523,052
Form type
4
Date filed
5/19/2023, 03:48 PM
Previous filing
Apr 26, 2023
Next filing
May 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -23K -3.56% $0.00 623K May 17, 2023 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +23K $0.00 23K May 17, 2023 Direct
transaction GSHD Class A Common Stock Sale -$1.34M -23K -100% $58.27 0 May 17, 2023 Direct F1
transaction GSHD Class B Common Stock Conversion of derivative security $0 -3.14K -0.5% $0.00 620K May 18, 2023 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +3.14K $0.00 3.14K May 18, 2023 Direct
transaction GSHD Class A Common Stock Sale -$182K -3.14K -100% $58.10 0 May 18, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -23K -3.56% $0.00 623K May 17, 2023 Class A Common Stock 23K $0.00 Direct F3
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -3.14K -0.5% $0.00 620K May 18, 2023 Class A Common Stock 3.14K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.19 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.