Serena Jones - Apr 24, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Serena Jones
Stock symbol
GSHD
Transactions as of
Apr 24, 2023
Transactions value $
$0
Form type
4
Date filed
4/26/2023, 05:54 PM
Next filing
May 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Gift $0 -72.8K -10.13% $0.00 646K Apr 24, 2023 Direct
transaction GSHD Class B Common Stock Gift $0 +72.8K +68.39% $0.00 179K Apr 24, 2023 SLJ Dynasty Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Gift $0 -72.8K -10.13% $0.00 646K Apr 24, 2023 Class A Common Stock 72.8K $0.00 Direct F1
transaction GSHD LLC Units in Goosehead Financial, LLC Gift $0 +72.8K +68.39% $0.00 179K Apr 24, 2023 Class A Common Stock 72.8K $0.00 SLJ Dynasty Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Remarks:

This transaction involved a gift of securities by the reporting person to the SLJ Dynasty Trust.