Mark E. Jones Jr. - Nov 10, 2022 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Chief Financial Officer, Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Mark E. Jones, Jr.
Stock symbol
GSHD
Transactions as of
Nov 10, 2022
Transactions value $
-$3,475,707
Form type
4
Date filed
11/14/2022, 04:29 PM
Previous filing
Nov 4, 2022
Next filing
Jan 4, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -69.5K -23.13% $0.00 231K Nov 10, 2022 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +69.5K $0.00 69.5K Nov 10, 2022 Direct
transaction GSHD Class A Common Stock Sale -$2.05M -50.6K -72.87% $40.41 18.9K Nov 10, 2022 Direct F1
transaction GSHD Class A Common Stock Sale -$775K -18.9K -100% $41.12 0 Nov 10, 2022 Direct F2
transaction GSHD Class B Common Stock Conversion of derivative security $0 -15.4K -6.67% $0.00 216K Nov 11, 2022 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +15.4K $0.00 15.4K Nov 11, 2022 Direct
transaction GSHD Class A Common Stock Sale -$224K -5.36K -34.78% $41.78 10.1K Nov 11, 2022 Direct F3
transaction GSHD Class A Common Stock Sale -$287K -6.75K -67.17% $42.45 3.3K Nov 11, 2022 Direct F4
transaction GSHD Class A Common Stock Sale -$143K -3.3K -100% $43.40 0 Nov 11, 2022 Direct F5
holding GSHD Class B Common Stock 82K Nov 10, 2022 Jones 2020 Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -69.5K -23.13% $0.00 231K Nov 10, 2022 Class A Common Stock 69.5K $0.00 Direct F6
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -15.4K -6.67% $0.00 216K Nov 11, 2022 Class A Common Stock 15.4K $0.00 Direct F6
holding GSHD LLC Units in Goosehead Financial, LLC 82K Nov 10, 2022 Class A Common Stock 82K $0.00 Jones 2020 Irrevocable Trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.13 to $42.09, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.16 to $42.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.25 to $43.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.