Mark E. Jones Jr. - Jan 3, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role: Chief Financial Officer, Member of 10% owner group, 10%+ Owner
Signature: /s/ P. Ryan Langston, as Attorney-in-Fact for Mark E. Jones, Jr.
Stock symbol: GSHD
Transactions as of: Jan 3, 2023
Transactions value $: $0
Form type: 4
Date filed: 1/4/2023, 04:14 PM
Previous filing: Nov 14, 2022
Next filing: Jan 3, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GSHD	Employee Stock Options (right to buy)	Award	$0	+35K		$0.00	35K	Jan 3, 2023	Class A Common Stock	35K	$38.78	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the first, second and third anniversaries of the grant date; provided that, all shares subject to the option will vest and become exercisable if, within six months following a "change in control" (as defined in the issuer's omnibus incentive plan), Mr. Jones Jr's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Jones Jr's option award agreement or the issuer's omnibus incentive plan).

Content

One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the first, second and third anniversaries of the grant date; provided that, all shares subject to the option will vest and become exercisable if, within six months following a "change in control" (as defined in the issuer's omnibus incentive plan), Mr. Jones Jr's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Jones Jr's option award agreement or the issuer's omnibus incentive plan).