Mark E. Jones Jr. - 03 Nov 2022 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Chief Financial Officer, Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Mark E. Jones, Jr.
Issuer symbol
GSHD
Transactions as of
03 Nov 2022
Net transactions value
-$14,600
Form type
4
Filing time
04 Nov 2022, 16:41:31 UTC
Previous filing
03 Nov 2022
Next filing
14 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -42 -0.01% $0.000000 300,789 03 Nov 2022 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +42 $0.000000 42 03 Nov 2022 Direct
transaction GSHD Class A Common Stock Sale $1,680 -42 -100% $40.00 0 03 Nov 2022 Direct
transaction GSHD Class B Common Stock Conversion of derivative security $0 -323 -0.11% $0.000000 300,466 04 Nov 2022 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +323 $0.000000 323 04 Nov 2022 Direct
transaction GSHD Class A Common Stock Sale $12,920 -323 -100% $40.00 0 04 Nov 2022 Direct
holding GSHD Class B Common Stock 82,005 03 Nov 2022 Jones 2020 Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -42 -0.01% $0.000000 300,789 03 Nov 2022 Class A Common Stock 42 $0.000000 Direct F1
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -323 -0.11% $0.000000 300,466 04 Nov 2022 Class A Common Stock 323 $0.000000 Direct F1
holding GSHD LLC Units in Goosehead Financial, LLC 82,005 03 Nov 2022 Class A Common Stock 82,005 $0.000000 Jones 2020 Irrevocable Trust F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.