Dennis E. Gibney - 06 Mar 2024 Form 4 Insider Report for Columbia Financial, Inc. (CLBK)

Role
EVP & Chief Financial Officer
Signature
/s/ Dennis E. Gibney
Issuer symbol
CLBK
Transactions as of
06 Mar 2024
Net transactions value
$0
Form type
4
Filing time
08 Mar 2024, 17:08:02 UTC
Previous filing
25 Jul 2023
Next filing
25 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLBK Common Stock Award $0 +14,663 $0.000000 14,663 06 Mar 2024 By Stock Award III F1
holding CLBK Common Stock 1,953 06 Mar 2024 By Stock-Based Deferral Plan
holding CLBK Common Stock 145,496 06 Mar 2024 Direct
holding CLBK Common Stock 6,451 06 Mar 2024 By ESOP F2
holding CLBK Common Stock 9,947 06 Mar 2024 By SERP F2
holding CLBK Common Stock 10,000 06 Mar 2024 By SEP-IRA
holding CLBK Common Stock 3,000 06 Mar 2024 By IRA
holding CLBK Common Stock 10,000 06 Mar 2024 By Spouse
holding CLBK Common Stock 9,808 06 Mar 2024 By Stock Award F3
holding CLBK Common Stock 18,419 06 Mar 2024 By Stock Award II F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLBK Stock Options (right to buy) Award $0 +9,856 $0.000000 9,856 06 Mar 2024 Common Stock 9,856 $16.49 Direct F5
holding CLBK Stock Options (right to buy) 13,398 06 Mar 2024 Common Stock 13,398 $15.94 Direct F6
holding CLBK Stock Options (right to buy) 240,000 06 Mar 2024 Common Stock 240,000 $15.60 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on March 6, 2025; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F2 This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to rule 16b-3(c).
F3 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.
F4 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F5 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 6, 2025.
F6 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
F7 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in five equal annual installments commencing on July 23, 2020.