Stephen H. Kay - 01 Mar 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role: SVP General Counsel, Secretary
Signature: /s/ Renee Strandness, attorney-in-fact
Issuer symbol: ROKU
Transactions as of: 01 Mar 2023
Net transactions value: -$136,552
Form type: 4
Filing time: 03 Mar 2023, 18:31:52 UTC
Previous filing: 17 Feb 2023
Next filing: 05 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROKU	Class A Common Stock	Options Exercise	$0	+2,151	+2.7%	$0.000000	80,678	01 Mar 2023	Direct
transaction	ROKU	Class A Common Stock	Sale	$47,376	-765	-0.95%	$61.93	79,913	02 Mar 2023	Direct	F1
transaction	ROKU	Class A Common Stock	Sale	$89,175	-1,386	-1.7%	$64.34	78,527	03 Mar 2023	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROKU	Restricted Stock Unit	Options Exercise	$0	-2,151	-10%	$0.000000	19,361	01 Mar 2023	Class A Common Stock	2,151		Direct	F3, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on March 1, 2023.
F2	Shares sold pursuant to the reporting person's 10b5-1 plan.
F3	Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F4	This RSU vests in twelve substantially equal quarterly installments. The first installment vested on September 1, 2022.