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Signature
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/s/ Renee Strandness, attorney-in-fact
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Stock symbol
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ROKU
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Transactions as of
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Jun 1, 2023
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Transactions value $
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-$128,323
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Form type
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4
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Date filed
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6/5/2023, 08:20 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROKU |
Class A Common Stock |
Options Exercise |
$0 |
+2.15K |
+2.74% |
$0.00 |
80.7K |
Jun 1, 2023 |
Direct |
|
| transaction |
ROKU |
Class A Common Stock |
Sale |
-$45.3K |
-754 |
-0.93% |
$60.06 |
79.9K |
Jun 2, 2023 |
Direct |
F1 |
| transaction |
ROKU |
Class A Common Stock |
Sale |
-$83K |
-1.4K |
-1.75% |
$59.44 |
78.5K |
Jun 5, 2023 |
Direct |
F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROKU |
Restricted Stock Unit |
Options Exercise |
$0 |
-2.15K |
-11.11% |
$0.00 |
17.2K |
Jun 1, 2023 |
Class A Common Stock |
2.15K |
|
Direct |
F3, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: