Ray A. Rothrock - Jun 9, 2022 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Christy Lillquist, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Jun 9, 2022
Transactions value $
$316,183
Form type
4
Date filed
6/13/2022, 06:59 PM
Previous filing
Jun 14, 2021
Next filing
Jun 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +329 +0.89% $0.00 37.4K Jun 10, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Award $0 +1.32K $0.00 1.32K Jun 9, 2022 Class A Common Stock 1.32K $0.00 Direct F1
transaction ROKU Stock Options (right to buy) Award $316K +3.42K $92.37 3.42K Jun 9, 2022 Class A Common Stock 3.42K $92.37 Direct F2
transaction ROKU Restricted Stock Unit Options Exercise $0 -329 -100% $0.00* 0 Jun 10, 2022 Class A Common Stock 329 $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date.
F2 The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.
F3 This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.