Ray A. Rothrock - Jun 8, 2023 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Renee Strandness, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Jun 8, 2023
Transactions value $
$0
Form type
4
Date filed
6/12/2023, 07:50 PM
Previous filing
Jun 13, 2022
Next filing
Jun 10, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +1.32K +3.52% $0.00 38.7K Jun 9, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Award $0 +2.16K $0.00 2.16K Jun 8, 2023 Class A Common Stock 2.16K Direct F1, F2
transaction ROKU Stock Options (right to buy) Award $0 +3.9K $0.00 3.9K Jun 8, 2023 Class A Common Stock 3.9K $69.10 Direct F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -1.32K -100% $0.00* 0 Jun 9, 2023 Class A Common Stock 1.32K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
F2 This RSU was granted on June 8, 2023 and vests in one installment on the anniversary of the grant date.
F3 The option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date.
F4 This RSU was granted on June 9, 2022 and vests in one installment on the anniversary of the grant date.

Remarks:

Exhibit 24.1 - Power of Attorney