Mai Fyfield - Jun 10, 2021 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Christy Lillquist, attorney-in-fact
Stock symbol
ROKU
Transactions as of
Jun 10, 2021
Transactions value $
$239,591
Form type
4
Date filed
6/14/2021, 08:27 PM
Previous filing
May 26, 2021
Next filing
Jun 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $0 +878 $0.00 878 Jun 10, 2021 Direct
transaction ROKU Class A Common Stock Sale -$92.2K -265 -30.18% $348.00 613 Jun 11, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Restricted Stock Unit Options Exercise $0 -878 -100% $0.00* 0 Jun 10, 2021 Class A Common Stock 878 $0.00 Direct F2
transaction ROKU Restricted Stock Unit Award $0 +329 $0.00 329 Jun 10, 2021 Class A Common Stock 329 $0.00 Direct F3
transaction ROKU Stock Options (right to buy) Award $332K +954 $347.81 954 Jun 10, 2021 Class A Common Stock 954 $347.81 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F2 This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.
F3 This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.
F4 The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.