Mai Fyfield - 24 May 2021 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Christy Lillquist, attorney-in-fact
Issuer symbol
ROKU
Transactions as of
24 May 2021
Net transactions value
-$619,024
Form type
4
Filing time
26 May 2021, 18:51:51 UTC
Next filing
14 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $11,049 +307 $35.99 307 24 May 2021 Direct
transaction ROKU Class A Common Stock Sale $102,096 -307 -100% $332.56 0 24 May 2021 Direct F1
transaction ROKU Class A Common Stock Options Exercise $0 +1,481 $0.000000 1,481 24 May 2021 Direct
transaction ROKU Class A Common Stock Sale $156,186 -447 -30% $349.41 1,034 25 May 2021 Direct F2
transaction ROKU Class A Common Stock Sale $360,742 -1,034 -100% $348.88 0 26 May 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Stock Option (right to buy) Options Exercise $11,049 -307 -100% $35.99 0 24 May 2021 Class A Common Stock 307 $35.99 Direct F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -1,481 -100% $0.000000* 0 24 May 2021 Class A Common Stock 1,481 $0.000000 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.
F2 These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F3 This option vests in 36 equal monthly installments. The first installment vested on 6/24/2018.
F4 This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.