Mai Fyfield - May 24, 2021 Form 4 Insider Report for ROKU, INC (ROKU)

Role
Director
Signature
/s/ Christy Lillquist, attorney-in-fact
Stock symbol
ROKU
Transactions as of
May 24, 2021
Transactions value $
-$619,024
Form type
4
Date filed
5/26/2021, 06:51 PM
Next filing
Jun 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROKU Class A Common Stock Options Exercise $11K +307 $35.99 307 May 24, 2021 Direct
transaction ROKU Class A Common Stock Sale -$102K -307 -100% $332.56 0 May 24, 2021 Direct F1
transaction ROKU Class A Common Stock Options Exercise $0 +1.48K $0.00 1.48K May 24, 2021 Direct
transaction ROKU Class A Common Stock Sale -$156K -447 -30.18% $349.41 1.03K May 25, 2021 Direct F2
transaction ROKU Class A Common Stock Sale -$361K -1.03K -100% $348.88 0 May 26, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ROKU Stock Option (right to buy) Options Exercise -$11K -307 -100% $35.99 0 May 24, 2021 Class A Common Stock 307 $35.99 Direct F3
transaction ROKU Restricted Stock Unit Options Exercise $0 -1.48K -100% $0.00* 0 May 24, 2021 Class A Common Stock 1.48K $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.
F2 These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
F3 This option vests in 36 equal monthly installments. The first installment vested on 6/24/2018.
F4 This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.