Shu-Hua (joshua) Yeh - 22 Oct 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Oct 2024
Net transactions value
-$143,915
Form type
4
Filing time
24 Oct 2024, 16:02:09 UTC
Previous filing
24 Jul 2024
Next filing
23 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $19,917 -1,076 -0.39% $18.51 272,034 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $30,301 -1,637 -0.6% $18.51 270,397 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $35,150 -1,899 -0.7% $18.51 268,498 22 Oct 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $47,275 -2,554 -0.95% $18.51 265,944 22 Oct 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $11,273 -609 -0.23% $18.51 265,335 22 Oct 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and Asia General Manager