Shu-Hua (Joshua) Yeh - Oct 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Oct 22, 2024
Transactions value $
-$143,915
Form type
4
Date filed
10/24/2024, 04:02 PM
Previous filing
Jul 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$19.9K -1.08K -0.39% $18.51 272K Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$30.3K -1.64K -0.6% $18.51 270K Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$35.2K -1.9K -0.7% $18.51 268K Oct 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$47.3K -2.55K -0.95% $18.51 266K Oct 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$11.3K -609 -0.23% $18.51 265K Oct 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and Asia General Manager