Shu-Hua (Joshua) Yeh - Jul 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Jul 22, 2024
Transactions value $
-$75,291
Form type
4
Date filed
7/24/2024, 04:02 PM
Previous filing
Jun 17, 2024
Next filing
Oct 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$10.4K -1.08K -0.38% $9.68 280K Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$15.8K -1.64K -0.59% $9.68 278K Jul 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$18.4K -1.9K -0.68% $9.68 276K Jul 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$24.7K -2.55K -0.92% $9.68 274K Jul 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$5.91K -611 -0.22% $9.68 273K Jul 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and Asia General Manager