Shu-Hua (joshua) Yeh - 22 Jul 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Jul 2024
Net transactions value
-$75,291
Form type
4
Filing time
24 Jul 2024, 16:02:11 UTC
Previous filing
17 Jun 2024
Next filing
24 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $10,425 -1,077 -0.38% $9.68 279,811 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $15,846 -1,637 -0.59% $9.68 278,174 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $18,382 -1,899 -0.68% $9.68 276,275 22 Jul 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $24,723 -2,554 -0.92% $9.68 273,721 22 Jul 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $5,914 -611 -0.22% $9.68 273,110 22 Jul 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and Asia General Manager