Shu-Hua (joshua) Yeh - 22 Jan 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Issuer symbol
AAOI
Transactions as of
22 Jan 2025
Net transactions value
-$234,386
Form type
4
Filing time
23 Jan 2025, 18:12:05 UTC
Previous filing
24 Oct 2024
Next filing
15 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $32,441 -1,076 -0.41% $30.15 264,259 22 Jan 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $49,325 -1,636 -0.62% $30.15 262,623 22 Jan 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $57,255 -1,899 -0.72% $30.15 260,724 22 Jan 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $76,973 -2,553 -0.98% $30.15 258,171 22 Jan 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $18,392 -610 -0.24% $30.15 257,561 22 Jan 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.

Remarks:

*** Senior Vice President and Asia General Manager