Chih-Hsiang (thompson) Lin - 22 Oct 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
22 Oct 2024
Net transactions value
-$447,054
Form type
4
Filing time
24 Oct 2024, 16:02:09 UTC
Previous filing
24 Jul 2024
Next filing
23 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $57,566 -3,110 -0.23% $18.51 1,335,137 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $82,647 -4,465 -0.33% $18.51 1,330,672 22 Oct 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $101,638 -5,491 -0.41% $18.51 1,325,181 22 Oct 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $162,037 -8,754 -0.66% $18.51 1,316,427 22 Oct 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $43,165 -2,332 -0.18% $18.51 1,314,095 22 Oct 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.