Chih-Hsiang (Thompson) Lin - Oct 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Stock symbol
AAOI
Transactions as of
Oct 22, 2024
Transactions value $
-$447,054
Form type
4
Date filed
10/24/2024, 04:02 PM
Previous filing
Jul 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$57.6K -3.11K -0.23% $18.51 1.34M Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$82.6K -4.47K -0.33% $18.51 1.33M Oct 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$102K -5.49K -0.41% $18.51 1.33M Oct 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$162K -8.75K -0.66% $18.51 1.32M Oct 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$43.2K -2.33K -0.18% $18.51 1.31M Oct 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.