Chih-Hsiang (thompson) Lin - 22 Jan 2025 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
22 Jan 2025
Net transactions value
-$826,200
Form type
4
Filing time
23 Jan 2025, 18:11:48 UTC
Previous filing
24 Oct 2024
Next filing
15 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $106,399 -3,529 -0.27% $30.15 1,310,566 22 Jan 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $152,740 -5,066 -0.39% $30.15 1,305,500 22 Jan 2025 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $187,834 -6,230 -0.48% $30.15 1,299,270 22 Jan 2025 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $299,450 -9,932 -0.76% $30.15 1,289,338 22 Jan 2025 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $79,777 -2,646 -0.21% $30.15 1,286,692 22 Jan 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.