Chih-Hsiang (thompson) Lin - 22 Jul 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
President and CEO, Director
Signature
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
Issuer symbol
AAOI
Transactions as of
22 Jul 2024
Net transactions value
-$233,830
Form type
4
Filing time
24 Jul 2024, 16:02:08 UTC
Previous filing
17 Jun 2024
Next filing
24 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $30,114 -3,111 -0.23% $9.68 1,359,292 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $43,231 -4,466 -0.33% $9.68 1,354,826 22 Jul 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $53,163 -5,492 -0.41% $9.68 1,349,334 22 Jul 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $84,739 -8,754 -0.65% $9.68 1,340,580 22 Jul 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $22,583 -2,333 -0.17% $9.68 1,338,247 22 Jul 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.
F4 Reflected shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on April 29, 2024.