Shu-Hua (Joshua) Yeh - Jun 13, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
*** Senior Vice President and Asia General Manager
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh
Stock symbol
AAOI
Transactions as of
Jun 13, 2024
Transactions value $
-$601,866
Form type
4
Date filed
6/17/2024, 04:02 PM
Previous filing
May 28, 2024
Next filing
Jul 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Award $0 +80.9K +31.41% $0.00 339K Jun 13, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Disposed to Issuer -$422K -40.5K -11.95% $10.44 298K Jun 13, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$180K -17.2K -5.77% $10.44 281K Jun 14, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares earned in settlement of performance vesting restricted stock units for the 2021-2024 performance period that were settled in shares on a one-for-one basis for the target number of shares, and settled in cash for the remaining portion of the shares earned with respect to maximum performance.
F2 Consists of performance vesting restricted stock units settled in cash.
F3 Consists of shares withheld to satisfy applicable tax withholding obligations.

Remarks:

*** Senior Vice President and Asia General Manager