Stefan J. Murry - Jan 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Jan 22, 2024
Transactions value $
-$156,962
Form type
4
Date filed
1/24/2024, 04:02 PM
Previous filing
Jan 18, 2024
Next filing
Apr 24, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$27.6K -1.74K -0.87% $15.81 199K Jan 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$18.7K -1.18K -0.59% $15.81 198K Jan 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$25.3K -1.6K -0.81% $15.81 196K Jan 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$32.9K -2.08K -1.06% $15.81 194K Jan 22, 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability -$52.5K -3.32K -1.71% $15.81 191K Jan 22, 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.