Stefan J. Murry - 22 Jan 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
22 Jan 2024
Net transactions value
-$156,962
Form type
4
Filing time
24 Jan 2024, 16:02:11 UTC
Previous filing
18 Jan 2024
Next filing
24 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $27,573 -1,744 -0.87% $15.81 198,744 22 Jan 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $18,672 -1,181 -0.59% $15.81 197,563 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $25,264 -1,598 -0.81% $15.81 195,965 22 Jan 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $32,948 -2,084 -1.1% $15.81 193,881 22 Jan 2024 Direct F3
transaction AAOI Common Stock, $.001 par value Tax liability $52,505 -3,321 -1.7% $15.81 190,560 22 Jan 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on February 3, 2020.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F3 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F4 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.