Stefan J. Murry - 22 Apr 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol
AAOI
Transactions as of
22 Apr 2024
Net transactions value
-$99,214
Form type
4
Filing time
24 Apr 2024, 16:02:28 UTC
Previous filing
24 Jan 2024
Next filing
01 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability $14,314 -1,181 -0.62% $12.12 189,379 22 Apr 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $19,380 -1,599 -0.84% $12.12 187,780 22 Apr 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability $25,258 -2,084 -1.1% $12.12 185,696 22 Apr 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability $40,263 -3,322 -1.8% $12.12 182,374 22 Apr 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 3. Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.