Stefan J. Murry - Apr 22, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role
Chief Financial Officer
Signature
/s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol
AAOI
Transactions as of
Apr 22, 2024
Transactions value $
-$99,214
Form type
4
Date filed
4/24/2024, 04:02 PM
Previous filing
Jan 24, 2024
Next filing
May 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AAOI Common Stock, $.001 par value Tax liability -$14.3K -1.18K -0.62% $12.12 189K Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$19.4K -1.6K -0.84% $12.12 188K Apr 22, 2024 Direct F1
transaction AAOI Common Stock, $.001 par value Tax liability -$25.3K -2.08K -1.11% $12.12 186K Apr 22, 2024 Direct F2
transaction AAOI Common Stock, $.001 par value Tax liability -$40.3K -3.32K -1.79% $12.12 182K Apr 22, 2024 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 11, 2021.
F2 Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 27, 2022.
F3 3. Reflects shares surrendered to the Issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit award granted on June 26, 2023.