Stefan J. Murry - 16 Jan 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: Chief Financial Officer
Signature: /s/ David C. Kuo, attorney in fact for Stefan J. Murry
Issuer symbol: AAOI
Transactions as of: 16 Jan 2024
Net transactions value: -$341,592
Form type: 4
Filing time: 18 Jan 2024, 16:01:07 UTC
Previous filing: 21 Dec 2023
Next filing: 24 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Sale	$341,592	-20,000	-9.1%	$17.08	200,488	16 Jan 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2023. The shares were sold in multiple transactions on January 16, 2024 at actual sales prices ranging from $16.62 to $17.35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Content

These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2023. The shares were sold in multiple transactions on January 16, 2024 at actual sales prices ranging from $16.62 to $17.35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.