Stefan J. Murry - Jan 16, 2024 Form 4 Insider Report for APPLIED OPTOELECTRONICS, INC. (AAOI)

Role: Chief Financial Officer
Signature: /s/ David C. Kuo, attorney in fact for Stefan J. Murry
Stock symbol: AAOI
Transactions as of: Jan 16, 2024
Transactions value $: -$341,592
Form type: 4
Date filed: 1/18/2024, 04:01 PM
Previous filing: Dec 21, 2023
Next filing: Jan 24, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AAOI	Common Stock, $.001 par value	Sale	-$342K	-20K	-9.07%	$17.08	200K	Jan 16, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2023. The shares were sold in multiple transactions on January 16, 2024 at actual sales prices ranging from $16.62 to $17.35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.

Content

These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2023. The shares were sold in multiple transactions on January 16, 2024 at actual sales prices ranging from $16.62 to $17.35 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.